PSPREG036 — Act on non-compliance
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What an assessment for PSPREG036 must cover
25 assessable components: 2 elements (10 performance criteria), 6 performance evidence and 6 knowledge evidence requirements, plus 3 foundation skills. An audit-defensible tool maps every question and task back to these — that mapping is the coverage matrix Auditori generates alongside the assessment.
Elements & performance criteria
1 Attend situations where non-compliance is suspected or alleged.
- 1.1Follow organisational and legal requirements to carry out suspected non-compliance check.
- 1.2Maintain personal conduct in accordance with organisational procedures.
- 1.3Protect the safety of self and others.
- 1.4Make requests for assistance from other team members or external agencies in accordance with organisational procedures.
- 1.5Carry out activities and actions in accordance with rules of evidence.
2 Take action on non-compliance.
- 2.1Identify and consider mitigating circumstances.
- 2.2Select action on non-compliance to match the seriousness of the offence.
- 2.3Inform representatives of the regulated entity of the action, justification for it, and their rights of appeal.
- 2.4Take action in accordance with legal requirements.
- 2.5Carry out personal actions and conduct in accordance with organisational protocols and protect the rights and responsibilities of regulated entity.
Performance evidence
- Evidence of the ability to complete tasks outlined in elements and performance criteria of this unit in the context of the job role, and:
- attend two situations where non-compliance is suspected or alleged and for each of the situations:
- undertake risk assessment prior to attending situation
- apply appropriate legislation and regulatory tools to the situation
- identify action required
- write a report using standard format.
Knowledge evidence
- legislation and regulation that applies to non-compliance for area of jurisdiction
- organisational policies, procedures and guidelines relating to suspected or alleged non-compliance visits
- organisational parameters for decision-making
- range of appropriate actions possible for different offences
- negotiation skills in the context of achieving compliance
- awareness of social and cultural issues.
Foundation skills
- Writing skills: write with accuracy of expression and formality in structure and format in accordance with organisational requirements.
- Oral communication skills: undertake negotiation and conflict resolution exchange often complex information in a form to suit diverse audiences.
- Initiative and enterprise skills: apply risk management and self-preservation techniques.
Unit content sourced from training.gov.au — © Commonwealth of Australia, licensed under CC BY 4.0. Auditori is not affiliated with the Department of Employment and Workplace Relations.
See what you get before you start
Real, unedited Auditori output (RIIHAN201E shown), branded for a sample RTO:
Questions about assessing PSPREG036
What does an assessment tool for PSPREG036 need to cover?
To satisfy the Principles of Assessment and Rules of Evidence, an assessment for PSPREG036 needs to address all 25 unit components: 2 elements with 10 performance criteria, 6 performance evidence requirements, 6 knowledge evidence requirements, and the foundation skills. A coverage matrix mapping each question and task to these components is what an auditor looks for.
How does Auditori generate an assessment tool for PSPREG036?
Auditori pulls the current release of PSPREG036 from training.gov.au and generates a complete package: candidate assessment, assessor guide with model answers and observation criteria, and a coverage matrix mapping every component. A suitably qualified person then reviews and approves the draft in a built-in workflow — consistent with ASQA's guidance on AI use in VET — before export as branded PDF and editable Word.
Is the first assessment tool really free?
Yes. Every new account includes one free credit — enough to generate the complete assessment tool for PSPREG036 — with no card and no subscription required. After that it's pay-as-you-go per unit.
Can I check my existing PSPREG036 assessment instead of generating a new one?
Yes — upload your existing assessment or learner guide and Auditori maps it against every element, performance criterion, PE and KE of PSPREG036, showing exactly what's covered and what's missing. Mapping costs a quarter of a credit.
Related units
- PSPREG004 — Promote client compliance
- PSPREG007 — Make arrests
- PSPREG010 — Prepare a brief of evidence
- PSPREG016 — Conduct data analysis
- PSPREG018 — Plan and implement recovery action
- PSPREG021 — Coordinate investigation processes
- PSPREG026 — Review and evaluate investigations
- PSPREG031 — Carry out inspections and monitoring under guidance
- PSPREG032 — Undertake routine inspections and monitoring
- PSPREG033 — Apply regulatory powers
- PSPREG034 — Assess compliance
- PSPREG035 — Produce formal record of interview
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