RIIMCU407E — Apply and monitor the strata management plan
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What an assessment for RIIMCU407E must cover
45 assessable components: 3 elements (20 performance criteria), 6 performance evidence and 16 knowledge evidence requirements, plus 3 foundation skills. An audit-defensible tool maps every question and task back to these — that mapping is the coverage matrix Auditori generates alongside the assessment.
Elements & performance criteria
1 Plan and prepare to apply and monitor the strata management plan
- 1.1Obtain, interpret, clarify and confirm work requirements
- 1.2Access, interpret and apply strata management plan documentation and confirm work activity is compliant
- 1.3Identify, clarify and communicate roles and responsibilities to personnel involved according strata management plan
- 1.4Identify obtain and allocate resources required to apply the strata management plan
- 1.5Identify training needs for personnel involved according to strata management plan and within scope of own role
- 1.6Identify and interpret the risks associated with unstable mining structures according to strata management plan and site requirements
2 Apply strata management plan
- 2.1Communicate, apply and monitor site mining system according to strata management plan
- 2.2Communicate and apply primary and secondary support systems according to strata management plan
- 2.3Identify and assess impact of mining on stability of strata
- 2.4Install, monitor and assess strata support systems and confirm correct installation according to strata management plan
- 2.5Install, monitor and assess strata monitoring devices and confirm correct installation according to strata management plan
- 2.6Identify and assess strata supports and failure mechanisms and apply controls according to strata management plan
- 2.7Apply, monitor and record mining sequences according to site requirements
- 2.8Identify, assess and record stress changes in the mining structure according to site requirements
- 2.9Identify, assess and record geological structures encountered during the mining process according to site requirements
- 2.10Apply action response plans according to strata management plan
- 2.11Apply and monitor site procedures relating to strata management according to strata management plan and site requirements
- 2.12Participate in audit and review requirements according to strata management plan
3 Apply monitoring and maintenance procedures
- 3.1Carry out inspection and confirm that repair and maintenance activities are conducted according to strata management plan
- 3.2Record, report and review maintenance and monitoring requirements and activities according to site requirements
Performance evidence
- apply and monitor strata management plans on at least two occasions, including:
- identifying factors affecting stability of mining structures, including: roadway size, pillar size, depth of cover, strength of coal and underlying and overlying strata, stress regimes, strata characteristics, longwall roof supports, presence of water, systems of mining, breaker line supports, direction of mining, sequence of pillar extraction, primary and secondary supports, geological structures, speed and continuity of extraction
- applying strata monitoring devices, including: convergence indicators, telltales
- locate and apply relevant legislation, documentation, policies and procedures and confirm work activity is compliant
- implement the requirements, procedures and techniques for applying and monitoring strata management plans, including: reading, interpreting, communicating and applying technical information; accessing and interpreting data from monitoring systems and equipment; accessing and analysing historical strata management information related to the mine and failure mode of mine structures; interpreting and applying design criteria for strata management; conducting enquiries/investigations and preparing audit reports
- work effectively with others to apply and monitor strata management plans that meet the required outcomes, including: organising work activities to meet all task requirements; communicating clearly and concisely with others to receive and clarify work instructions; complying with reporting requirements and procedures; determining coordination requirements throughout work activities
Knowledge evidence
- key legislation required to apply and monitor strata management plans
- key procedures and documentation required to apply and monitor strata management plans, including those relating to: mine, ventilation, gas monitoring, strata support and safety management plans; identifying and managing environmental issues, hazards and risks
- principles and techniques for identifying factors affecting stability of mining structures
- types, characteristics, technical capabilities and limitations of strata monitoring and testing devices and systems, including: convergence indicators, extensometers, load cells, stress cells, telltales
- techniques for inspecting strata monitoring and testing devices and systems and recording, reporting and reviewing maintenance and monitoring requirements
- systems of underground mining and their impact on strata management, including: tunnels, drifts, stone drivage, shaft sinking, pillar extraction, partial extraction, punch mining, fault drivage
- identifying exploration techniques
- identifying strata support and monitoring systems
- identifying geology and strata gas characteristics
- principles and techniques for identifying and applying appropriate strata controls
- factors affecting stability of mining structures including: stress, including: mining induced stress, vertical and horizontal stress, tectonics, virgin stress, topographical features; sedimentology, including: subsidence, water bearing strata, permeability of seam and strata, hydrology, rock property testing, caving characteristics, windblast; faults; dykes outburst; gas content; over and underlying strata; mining structure failure modes
- systems of work and their impact on strata management, including: bord and pillar, place changing, longwall, highwall, auger mining, pillar extraction, partial extension, punch mining
- effects of strata change on ventilation control devices
- techniques for identifying individual training needs
- principles, processes and techniques for emergency responses, evacuations and disaster planning
- techniques for coordinating and communicating job activities with others
Foundation skills
- Numeracy: Calculates resourcing requirements and performs mathematical calculations
- Oral communication: Conveys information and requirements clearly and listens actively
- Reading: Identifies and interprets relevant information from workplace procedures, documentation and legislation
Unit content sourced from training.gov.au — © Commonwealth of Australia, licensed under CC BY 4.0. Auditori is not affiliated with the Department of Employment and Workplace Relations.
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Questions about assessing RIIMCU407E
What does an assessment tool for RIIMCU407E need to cover?
To satisfy the Principles of Assessment and Rules of Evidence, an assessment for RIIMCU407E needs to address all 45 unit components: 3 elements with 20 performance criteria, 6 performance evidence requirements, 16 knowledge evidence requirements, and the foundation skills. A coverage matrix mapping each question and task to these components is what an auditor looks for.
How does Auditori generate an assessment tool for RIIMCU407E?
Auditori pulls the current release of RIIMCU407E from training.gov.au and generates a complete package: candidate assessment, assessor guide with model answers and observation criteria, and a coverage matrix mapping every component. A suitably qualified person then reviews and approves the draft in a built-in workflow — consistent with ASQA's guidance on AI use in VET — before export as branded PDF and editable Word.
Is the first assessment tool really free?
Yes. Every new account includes one free credit — enough to generate the complete assessment tool for RIIMCU407E — with no card and no subscription required. After that it's pay-as-you-go per unit.
Can I check my existing RIIMCU407E assessment instead of generating a new one?
Yes — upload your existing assessment or learner guide and Auditori maps it against every element, performance criterion, PE and KE of RIIMCU407E, showing exactly what's covered and what's missing. Mapping costs a quarter of a credit.
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