DEFFIN026 — Manage public sector financial compliance and assurance
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What an assessment for DEFFIN026 must cover
28 assessable components: 4 elements (10 performance criteria), 9 performance evidence and 9 knowledge evidence requirements. An audit-defensible tool maps every question and task back to these — that mapping is the coverage matrix Auditori generates alongside the assessment.
Elements & performance criteria
1 Review financial governance requirements
- 1.1Identify and analyse corporate governance and ethical requirements to determine application to operations
- 1.2Review internal control procedures
2 Monitor adherence to compliance requirements
- 2.1Monitor and evaluate organisation operations to identify incidences of non-compliance
- 2.2Review and evaluate sources of information on potential non-compliance
- 2.3Interrogate financial management information system to identify any indication of non-compliance
3 Liaise with others during breach management
- 3.1Maintain liaison with relevant regulatory authorities and other organisations
- 3.2Seek advice from relevant internal and external personnel on the classification and management of non-compliance
4 Monitor policy
- 4.1Develop and report on performance indicators to evaluate compliance with internal control procedures
- 4.2Identify and evaluate variations in adoption of financial governance requirements in operations
- 4.3Develop and implement solutions to facilitate compliance with internal control procedures
Performance evidence
- developing processes for managing financial non-compliance
- implementing control measures to address non-compliances
- monitoring the financial compliance to requirements, including:
- interrogating information systems
- identifying and informing senior management and regulatory authorities of non-compliance
- seeking advice from internal and external personnel
- investigating incidences of non-compliance
- obtaining and keeping up to date with financial compliance requirements
- reporting non-compliances identified
Knowledge evidence
- analysis techniques relevant to review and interpret an identified non-compliance
- compliance requirements applicable to the organisation
- elements of a compliance management system
- financial compliance responsibilities
- organisational standards for operations and ethics
- potential incidences of non-compliance
- procedures for managing incidences of non-compliance requirements
- relevant legislation and organisational policies and procedures
- reporting processes on compliance management, including reports on non-compliance and remediation
Unit content sourced from training.gov.au — © Commonwealth of Australia, licensed under CC BY 4.0. Auditori is not affiliated with the Department of Employment and Workplace Relations.
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Questions about assessing DEFFIN026
What does an assessment tool for DEFFIN026 need to cover?
To satisfy the Principles of Assessment and Rules of Evidence, an assessment for DEFFIN026 needs to address all 28 unit components: 4 elements with 10 performance criteria, 9 performance evidence requirements, 9 knowledge evidence requirements, and the foundation skills. A coverage matrix mapping each question and task to these components is what an auditor looks for.
How does Auditori generate an assessment tool for DEFFIN026?
Auditori pulls the current release of DEFFIN026 from training.gov.au and generates a complete package: candidate assessment, assessor guide with model answers and observation criteria, and a coverage matrix mapping every component. A suitably qualified person then reviews and approves the draft in a built-in workflow — consistent with ASQA's guidance on AI use in VET — before export as branded PDF and editable Word.
Is the first assessment tool really free?
Yes. Every new account includes one free credit — enough to generate the complete assessment tool for DEFFIN026 — with no card and no subscription required. After that it's pay-as-you-go per unit.
Can I check my existing DEFFIN026 assessment instead of generating a new one?
Yes — upload your existing assessment or learner guide and Auditori maps it against every element, performance criterion, PE and KE of DEFFIN026, showing exactly what's covered and what's missing. Mapping costs a quarter of a credit.
Related units
- DEFFIN001 — Promote public sector financial management compliance
- DEFFIN002 — Perform strategic financial management in the public sector environment
- DEFFIN003 — Ensure financial data quality
- DEFFIN004 — Support strategic financial management in the public sector environment
- DEFFIN005 — Understand and comply with a financial management framework
- DEFFIN006 — Perform financial management of public sector assets
- DEFFIN007 — Analyse and report on organisational operating costs
- DEFFIN008 — Provide financial management for materiel acquisition projects
- DEFFIN009 — Perform taxation management
- DEFFIN010 — Manage banking services
- DEFFIN011 — Perform administration and management of financial systems
- DEFFIN012 — Develop financial policies and procedures
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